Providing compliance consulting and expert witness services to FCMs, IBs, CTAs, CPOs, and Traders


Independent Futures Compliance Consulting and Futures Industry Expert Witness

After 35 years in all phases of the futures industry, I have chosen to become an independent compliance consultant and expert witness. In the current environment the need for these types of services has never been greater. I am making available, my education, knowledge and experience to help you solve the issues that are now confronting you. Please contact me.

The truth never damages a cause that is just

About Marc

Marc Nagel is an independent compliance consultant and expert witness in all matters relating to futures and derivatives. For the past 10 years he has been the Chief Operating Officer, General Counsel and Chief Compliance Officer at Dorman Trading, a clearing FCM. He currently retains the position of General Counsel at Dorman. Prior to joining Dorman in 2004, Mr. Nagel, an attorney and CPA, traded futures and options on the Chicago Board of Trade (CBOT) floor and arbitraged interest rates electronically.

He serves on the Futures Commission Merchant Advisory Committee of the National Futures Association. In addition Mr. Nagel serves on the advisory boards of the Commodity Customer Coalition and the CTA Expo. Mr. Nagel has served on the Futures and Derivatives Conference Advisory Board of the IIT- Chicago Kent College of Law for the past five years and been a speaker at the Conference the past four years.

Simplicity is the ultimate sophistication

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The Blame Game

MF Global was a Broker-Dealer/ FCM that speculated in highly leveraged sovereign debt with their proprietary funds. At some point they used their customer segregated … READ MORE

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