EVENT INFORMATION
Overview
While the economy is slowly recovering from the global pandemic, regulators in the futures and derivatives markets continue to press forward with significant regulatory and enforcement efforts. These efforts will continue to evolve as the new administration takes shape in Washington.
In this two-hour seminar, regulators and leading industry professionals will provide practical guidance and insight into the current and anticipated issues that will impact participants in the futures and derivatives industry. Attorneys who attend will earn two hours of CLE in Illinois and California free of charge (pending approval).
When: September 29, 2021, from 1:00 – 3:00 pm CT
Where: Convene webinar (link to be provided following registration)
Cost: Free
2.0 hours of CLE for Illinois and California (approval pending)*
*New York and New Jersey attorneys can seek “reciprocal” credit
REGISTER NOW
REGULATORY TRENDS PANEL
RENATO
MARIOTTI
Partner, Thompson Coburn LLP
ANDREW
VRABEL
Managing Director and Chief Regulatory Officer, CME Group
JENNIFER
SUNU
Director of Compliance, National Futures Association
ENFORCEMENT TRENDS PANEL
JAKE
KAHN
Partner, Riley Safer Holmes & Cancila LLP
ROBERT
HOWELL
Deputy Director,
CFTC Division of Enforcement
STEVE
SCHWEITZER
Senior Director of Enforcement,
CME Group
PROGRAM MODERATOR
MARC
NAGEL
Independent Compliance Consultant and Expert Witness
Riley Safer Holmes & Cancila LLP | 70 W. Madison Street, Suite 2900, Chicago, IL 60602
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