Providing compliance consulting and expert witness services to FCMs, IBs, CTAs, CPOs, and Traders
After 35 years in all phases of the futures industry, I have chosen to become an independent compliance consultant and expert witness. In the current environment the need for these types of services has never been greater. I am making available, my education, knowledge and experience to help you solve the issues that are now confronting you. Please contact me.
The truth never damages a cause that is just
Marc Nagel is an independent compliance consultant and expert witness in all matters relating to futures and derivatives. For 10 years he was the Chief Operating Officer, General Counsel and Chief Compliance Officer at Dorman Trading, a clearing FCM. Prior to joining Dorman in 2004, Mr. Nagel, an attorney and CPA, traded futures and options on the Chicago Board of Trade (CBOT) floor and arbitraged interest rates electronically.
He serves on the Futures Commission Merchant Advisory Committee of the National Futures Association. In addition Mr. Nagel has served on the Futures and Derivatives Conference Advisory Board of the IIT- Chicago Kent College of Law for the past eleven years.
Simplicity is the ultimate sophistication
The NFA recently adopted an Interpretive Notice titled “Information Systems Security Programs” (Cybersecurity Interpretive Notice). This new NFA policy, which goes into effect March 1, … READ MORE
In October 2013, the CFTC adopted a new set of rules designed to prevent the reoccurrence of another MF Global type disaster. My article on … READ MORE
It seems that every day there is a report of a security breach at some company or another. Credit card numbers were stolen from Target … READ MORE
MF Global was a Broker-Dealer/ FCM that speculated in highly leveraged sovereign debt with their proprietary funds. At some point they used their customer segregated … READ MORE
Market Conduct
Exchange Analytics, the leading provider of training to the futures and derivatives industry, is now offering an online training program on Market Conduct. This offering is … READ MORE
EFRP and Block Trades
Exchange Analytics, the leading provider of training to the futures and derivatives industry, is now offering a training program devoted to Block trading and EFRP. … READ MORE